2. Disaster Mitigation

It is estimated that more than half of the hospitals in Latin America and the Caribbean are located in disaster-prone areas, which makes them unsafe. This situation is not specific to this Region; the tsunami and earthquakes in India (Gujarat), Iran (Bam), and Pakistan also severely affected health infrastructure. Building codes for health facilities should not only ensure the survival of staff and patients but also be stringent enough to permit facilities to continue functioning.

The destruction of Mexico’s Hospital Juarez in 1985, which resulted in the death of 561 patients and staff, prompted the Region to launch a massive awareness campaign to increase the structural and nonstructural safety of health facilities. This concern, at first a regional issue, evolved into a global priority in January 2005, when the “Hyogo Framework of Action for 2005-2015,” the global blueprint stemming from the Second World Conference on Disaster Reduction held in Kobe, Japan, included a specific indicator on vulnerability reduction in the health sector.

When PAHO/WHO speaks about disaster mitigation it focuses on how the health sector can reduce the physical and functional vulnerability of all types and levels of health facilities. At the regional and national level, PAHO advocates for and collaborates with Ministries of Health and Planning, financial lending institutions, professional associations and others to establish regulatory agreements that contribute to making hospitals safe in disaster situations.

Safe Hospitals

The goal of “hospitals safe from disaster,” which was approved by 168 countries worldwide at the 2005 Kobe Conference, complements PAHO/WHO’s commitment to the importance of building new hospitals with a level of protection that guarantees they can remain operational after a disaster. This commitment also extends to applying risk-reduction mitigation measures in existing facilities to reduce their
vulnerability. To assist in making strides in this field, PAHO advocates for and collaborates with national authorities in the Region to develop tools, policies and regulatory agreements as well as to provide training for engineers, building inspectors and project managers.

One of the most important advances in 2006 was the development of a Hospital Safety Index, a tool or scorecard that measures and ranks a health facility’s level of safety in the context of its geographical location and exposure to natural hazards. As not all hospitals face the same risks, nor are they built using the same standards, this model incorporates a wide range of factors that measure safety. To reach a final safety score, hospitals must look at factors such as where the hospital is built (i.e., is it in an earthquake-prone area?), the structure of the building, its configuration, construction materials used, and its previous exposure to hazards. Attention is also given to non-structural hospital components such as the electric system, water supply and reservoir, ventilation, furniture, medical equipment, etc. The final section of the Hospital Safety Index evaluates the organization of the facility, the existence and application of an emergency plan and the level of awareness of staff. The DiMAG, the Disaster Mitigation Advisory Group, prepared the first draft of this scorecard, which can be used by engineers, hospital directors and disaster managers and takes very little time to apply. However it does not replace an in-depth vulnerability assessment conducted by experienced engineers. And, having a tool to assess safety, with a focus on critical services, does not automatically mean that recommended measures will be taken to improve the situation. The Hospital Safety Index form is attached in Annex 8.

Mexico and, to a more limited degree St. Vincent, Dominica Cuba, Peru and Costa Rica, conducted pilot surveys to test the Hospital Safety Index. The application of the Safety Index in Mexico, a large country with more than 3,000 public and private hospitals, offered an interesting example of how this process works. In 2006, Mexico created a National Committee for the Diagnosis and Certi fication of Safe Hospitals, made up of representatives of a variety of institutions such as the Mexican Hospital Association, the Social Security Institute and the Secretary of Health, among others. The Committee helped to pilot the application of the Hospital Safety Index in more than 100 Mexican health facilities which were determined to be at risk, either because of their geographic location or due to their critical place in the health network.

As a first step, more than 60 professionals were trained to use this tool, which classifies the level of safety in hospitals into categories A, B or C (see box). The Index was then applied in 104 health facilities by the end of November 2006. The results showed that more than 60% of these hospitals were classified as safe in terms of structural and non-structural components. However, almost the same percentage were deemed to require improvement in the functional component (disaster planning, organization, training, critical resources, etc.) After reviewing the results, Mexico’s coordinator of the Civil Protection system committed to include “Safe Hospitals” as a national disaster reduction priority, for which he received the backing of the country’s newly-elected president. Mexico is committed to applying the hospital safety index to all high-risk facilities (slightly over 1,000) in 2007 and to begin the process of certifying those facilities with an “A” rating. The results of this pilot project are attached in a presentation in Annex 9.

In the Caribbean—where a single hospital can be of vital importance, as it may be the only one in a country—additional considerations have been added to the form to measure the degree of disruption to a health facility if the recommendations are implemented and the cost associated with doing so. Authorities can appreciate at a glance that with limited funds and minor disruption, their safety score can be improved. The box below, shows a sample of this expanded form.

Most countries in which the Hospital Safety Index was piloted were very cooperative and enthusiastic about applying it. However, for understandable reasons, health authorities or ministries of health requested that the results be kept confidential!

Countries Take Steps to Protect their Health Facilities

In Costa Rica, the impact of the 2005 fire that destroyed part of the Calderon Guardia Hospital in Costa Rica, killing 19 patients and staff, was not only measured in economic terms but also in the social and political repercussions it left in its wake. The painful realization of the vulnerability of health care facilities to manmade as well as natural disasters prompted the directors of Costa Rica’s Social Security System (CCSS), which is responsible for and the only provider of the nation’s hospital services, to prepare a policy to safeguard the country’s health services. PAHO/WHO supported the government and a multidisciplinary team, which they created to develop this policy. The result was a proposal for an institutional policy on Hospital Safety that identified the steps necessary to transform a policy “on paper” into a reality.

In order to create a national committee to develop a safe hospital policy, the CCSS had to formally modify its organizational structure. The policy which was created focused on investments in new facilities, existing facilities and on preparedness actions to protect the lives of patients and staff. A number of intersectorial measures were put in place to monitor compliance with this policy. Technical reference material on a model national program for safe hospitals, which PAHO/WHO helped to develop during earlier efforts with other countries in the Region, was used in Costa Rica.

Costa Rica’s safe hospital policy set forth deadlines, allotted funds for activities and assigned responsibilities. Once this work was completed, the policy was presented to the board of directors of the CCSS, which approved it through a formal resolution. To begin implementation of the policy in Costa Rica’s health facilities, the CCSS assigned US$3 million of its own funds. More concretely, in the design of the new Heredia Hospital, vulnerability reduction measures were included; particularly noteworthy were measures designed for fire safety, a tangible legacy of the tragic Calderon Guardia fire.

Paraguay’s Ministry of Public Heath and Social Welfare also demonstrated a commitment to protecting the country’s health facilities. The Minister of Health, in a letter to PAHO/WHO, requested assistance in assuming responsibility for carrying out a Safe Hospitals program to complement parallel activities aimed at achieving the Millennium Development Goals. It is important to note that the political support from a country’s highest level health official is key to the success of efforts in this field. Specifically, the Ministry sought help in the form of technical experts to carry out an evaluation of the vulnerability of the Ministry’s health facilities to disasters, to arm the country with the information necessary to develop projects and strategies within the framework of Safe Hospitals.

In Argentina, the Ministry of Health, with the support of PAHO, organized a 250-person meeting on Safe Hospitals for the Province of Buenos Aires. The meeting was held to raise awareness among hospital directors, maintenance supervisors, municipal health leaders and deans of faculties of medicine, engineering and architecture of the importance of reducing vulnerability in health facilities. The Ministry of Health proposed several lines of action for safeguarding provincial hospitals, including passing a legal framework to regulate the construction of new health facilities, conducting vulnerability assessments in existing structures, promoting specialized training in architecture and engineering and earmarking 30% of the Ministry’s annual budget for infrastructure for maintenance and safety of hospitals.

Protecting Health Facilities: Who is in charge?

There is a general agreement that in order to protect health facilities and reach the goal of safe hospitals, key actors outside the health sector must be involved. Unfortunately, this premise is still not clear in many countries. Peru went through a sometimes complex and challenging process at the national decision making level to answer the basic question: who is in charge of protecting health facilities?

The Peruvian Civil Defense Institute, as part of its routine activities in public and private facilities, decided to conduct a safety inspection of the main hospital in Cajamarca, a city in northern Peru. The results of the evaluation showed that the hospital indeed required significant improvements in areas that were outlined in the safety norms of the national Civil Defense. While the issues arising from the findings of the evaluation were resolved, the hospital might have to be closed. This internal report was leaked to the media by local authorities, and quickly the Minister of Health denied the Civil Defense the right to inspect hospitals; the Minister went further and asked for the resignation of the head of the Civil Defense because of interference in the health sector. There was concern that if inspections were performed in other hospitals, the results might be similar and this would have an adverse political and social impact.

PAHO/WHO helped both institutions to resolve this impasse, recognizing the authority of the Civil Defense to evaluate all public and private facilities, but at the same time, indicating that hospitals cannot be evaluated in the same way as schools, shopping centers, restaurants or other public places. The Ministry of Health and the Civil Defense agreed to work together, with the technical support of PAHO, to prepare technical guidelines to assess hospital safety, to train safety inspectors in health facilities and to identify and improve the safety of health facilities that are found to be unsafe according to the new guidelines.

Reaching common ground proved to be in the best interest of the Peru’s public and private facilities. The Civil Defense offered to finance the evaluation of the first two hospitals, using public disaster mitigation funds. The new guidelines for hospital safety assessment, prepared with the support of the Peru-Japan Center for Earthquake Engineering Research and Disaster Mitigation, were officially approved by the Government of Peru, becoming the first national norm of its kind in the Americas. Peru is now training and accrediting hospital safety inspectors and will soon begin the assessment of public and private health facilities countrywide.

Advocacy and Awareness

By the end of 2006, it had been decided that the focus of the 2008-09 World Disaster Reduction Campaign of the International Strategy for Disaster Reduction (ISDR) would be on reducing the risks of natural hazards on the health of people worldwide. This decision provided an excellent opportunity for PAHO/WHO to use this global forum as a platform to further promote a risk reduction and mitigation strategy in this Region, under the banner of Safe Hospitals. Because of the Organization’s substantial experience and achievements in this field, the ISDR has reached out to PAHO/WHO for technical and advocacy support as the campaign develops. Although work will begin in earnest in 2007, PAHO/WHO proposes that global focus be on ensuring the structural resilience of health facilities to protect the lives of the patients and staff, the functional continuity of hospitals and key health services in the aftermath of disasters, when they are most needed. The campaign will provide an excellent chance to engage the public and decision makers in all sectors as stakeholders in the safety of their country’s hospitals.

A new DVD program on Safe Hospitals has been prepared to raise awareness and promote the concept and strategy, with a perspective that extends beyond the health sector. The video explains what a safe hospital is and why we must safeguard these critical facilities. It highlights examples of good practices in the Region, destroying the myth that it would be too expensive or even impossible to build hospitals with safeguards to ensure they continue to function after disasters. The DVD combines video footage and interviews with important decision makers in several countries in the Americas who share positive experiences and lobby for safe hospitals. The program is geared toward the political arena to raise awareness at the decision- making level during planning or execution of hospital construction or improvements. However, it is equally as suitable for use in disaster mitigation training activities. In addition to serving as an excellent reference source, this type of program will become key to PAHO’s advocacy efforts in conjunction with the ISDR global campaign and offer an example to other regions of the world wishing to create similar products.

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